107th Congress / Bills / H R 3762

Title

To amend title I of the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 1986 to provide additional protections to participants and beneficiaries in individual account plans from excessive investment in employer securities and to promote the provision of retirement investment advice to workers managing their retirement income assets, and to amend the Securities Exchange Act of 1934 to prohibit insider trades during any suspension of the ability of plan participants or beneficiaries to direct investment away from equity securities of the plan sponsor.

Read more information on this bill at the Library of Congress.

Categories (What are categories?)

Administrative procedure -- Department of Labor | Administrative procedure -- Department of the Treasury | Administrative procedure -- Pension Benefit Guaranty Corporation | Administrative procedure -- Securities and Exchange Commission | Affiliated corporations | Annuities | Banks and banking | Brokers | Business | Business income tax | Civil service pensions | Collective bargaining agreements | Communications | Conferences | Conflict of interests | Congress | Congressional reporting requirements | Contracts | Corporate collapse -- Accounting and financial statements | Corporate collapse -- Corporate governance | Corporate collapse -- Employee pensions | Corporate collapse -- Securities regulation | Cost effectiveness | Defined contribution plans | Electronic data interchange | Employee ownership | Employee stock options | Excise tax | Executive compensation | Executive departments | Executives | Finance | Financial planning | Financial statements | Fines (Penalties) | Government corporations | Government employees | Government information | Government paperwork | Government publicity | Governmental investigations | Income tax | Independent regulatory commissions | Information disclosure (Securities law) | Insider trading in securities | Insurance companies | Insurance premiums | Insurance rates | Interest | Investment advisers -- Fees | Investments | Labor | Law | Management consultants | Pension funds | Pension trust guaranty insurance | Pensions | Railroad retirement plans | Securities | Securities regulation | Small business | Social security | Social security taxes | Stocks | Tax penalties | Tax returns | Tax-deferred compensation plans | Taxation | Technology | Transportation | Trusts and trustees | Unemployment insurance | Wages

Votes on this bill

Date	Chamber	Result	Vote
4/11/02	House	Passed	Session 2, roll call 92: On Passage Pension Security Act
4/11/02	House	Failed	Session 2, roll call 91: On Motion to Recommit With Instructions Pension Security Act
4/11/02	House	Failed	Session 2, roll call 90: On Agreeing to the Amendment