Category: Brokers
Bills
| Bill | Title |
|---|
| H R 458 | An act to prevent the sale of abusive insurance and investment products tomilitary personnel. |
| S 256 | A bill to amend title 11 of the United States Code, and for other purposes. |
| Bill | Title |
|---|
| H R 1000 | To amend title I of the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 1986 to provide additional protections to participants and beneficiaries in individual account plans from excessive investment in employer securities and to promote the provision of retirement investment advice to workers managing their retirement income assets. |
| H R 1375 | To provide regulatory relief and improve productivity for insured depository institutions, and for other purposes. |
| H R 2420 | To improve transparency relating to the fees and costs that mutual fund investors incur and to improve corporate governance of mutual funds. |
| H R 5011 | To prevent the sale of abusive insurance and investment products to military personnel. |
| H R 975 | To amend title 11 of the United States Code, and for other purposes. |
| Bill | Title |
|---|
| H R 1408 | To safeguard the public from fraud in the financial services industry, to streamline and facilitate the antifraud information-sharing efforts of Federal and State regulators, and for other purposes. |
| H R 2269 | To amend title I of the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 1986 to promote the provision of retirement investment advice to workers managing their retirement income assets. |
| H R 3004 | To combat the financing of terrorism and other financial crimes, and for other purposes. |
| H R 3162 | To deter and punish terrorist acts in the United States and around the world, to enhance law enforcement investigatory tools, and for other purposes. |
| H R 333 | To amend title 11, United States Code, and for other purposes. |
| H R 3762 | To amend title I of the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 1986 to provide additional protections to participants and beneficiaries in individual account plans from excessive investment in employer securities and to promote the provision of retirement investment advice to workers managing their retirement income assets, and to amend the Securities Exchange Act of 1934 to prohibit insider trades during any suspension of the ability of plan participants or beneficiaries to direct investment away from equity securities of the plan sponsor. |
| H R 3763 | To protect investors by improving the accuracy and reliability of corporate disclosures made pursuant to the securities laws, and for other purposes. |
| S 1510 | A bill to deter and punish terrorist acts in the United States and around the world, to enhance law enforcement investigatory tools, and for other purposes. |
| S 2673 | An original bill to improve quality and transparency in financial reporting and independent audits and accounting services for public companies, to create a Public Company Accounting Oversight Board, to enhance the standard setting process for accounting practices, to strengthen the independence of firms that audit public companies, to increase corporate responsibility and the usefulness of corporate financial disclosure, to protect the objectivity and independence of securities analysts, to improve Securities and Exchange Commission resources and oversight, and for other purposes. |
| S 420 | An original bill to amend title 11, United States Code, and for other purposes. |
| Bill | Title |
|---|
| H R 10 | To enhance competition in the financial services industry by providing a prudential framework for the affiliation of banks, securities firms, and other financial service providers, and for other purposes. |
| H R 2415 | To enhance security of United States missions and personnel overseas, to authorize appropriations for the Department of State for fiscal year 2000, and for other purposes. |
| H R 4577 | Making appropriations for the Departments of Labor, Health and Human Services, and Education, and related agencies for the fiscal year ending September 30, 2001, and for other purposes. |
| H R 833 | To amend title 11 of the United States Code, and for other purposes. |
| S 625 | A bill to amend title 11, United States Code, and for other purposes. |
| S 900 | An Act to enhance competition in the financial services industry by providing a prudential framework for the affiliation of banks, securities firms, and other financial service providers, and for other purposes. |
| Bill | Title |
|---|
| H R 10 | To enhance competition in the financial services industry by providing a prudential framework for the affiliation of banks, securities firms, and other financial service providers, and for other purposes. |
| H R 2014 | To provide for reconciliation pursuant to subsections (b)(2) and (d) of section 105 of the concurrent resolution on the budget for fiscal year 1998. |
| H R 3150 | To amend title 11 of the United States Code, and for other purposes. |
| H R 4328 | Making omnibus consolidated and emergency appropriations for the fiscal year ending September 30, 1999, and for other purposes. |
| H R 4579 | To provide tax relief for individuals, families, and farming and other small businesses, to provide tax incentives for education, to extend certain expiring provisions, and for other purposes. |
| S 1301 | A bill to amend title 11, United States Code, to provide for consumer bankruptcy protection, and for other purposes. |
| S 949 | An original bill to provide revenue reconciliation pursuant to section 104(b) of the concurrent resolution on the budget for fiscal year 1998. |
| Bill | Title |
|---|
| H R 1058 | An Act to amend the Federal securities laws to curb certain abusive practices in private securites litigation, and for other purposes. |
| H R 2491 | To provide for reconciliation pursuant to section 105 of the concurrent resolution on the budget for fiscal year 1996. |
| H R 2519 | To facilitate contributions to charitable organizations by codifying certain exemptions from the Federal securities laws, and for other purposes. |
| H R 3005 | To amend the Federal securities laws in order to promote efficiency and capital formation in the financial markets, and to amend the Investment Company Act of 1940 to promote more efficient management of mutual funds, protect investors, and provide more effective and less burdensome regulation. |
| S 240 | A bill to amend the Securities Exchange Act of 1934 to establish a filing deadline and to provide certain safeguards to ensure that the interests of investors are well protected under the implied private action provisions of the Act. |
| Bill | Title |
|---|
| H R 2264 | To provide for reconciliation pursuant to section 7 of the concurrent resolution on the budget for fiscal year 1994. |
| H R 3474 | To reduce administrative requirements for insured depository institutions to the extent consistent with safe and sound banking practices, to facilitate the establishment of community development financial institutions, and for other purposes. |
| H R 617 | To amend the Securities Exchange Act of 1934 to protect investors in limited partnerships in rollup transactions, and for other purposes. |
| H R 868 | To strengthen the authority of the Federal Trade Commission to protect consumers in connection with sales made with a telephone, and for other purposes. |
| S 1134 | An original bill to provide for reconciliation pursuant to section 7 of the concurrent resolution on the budget for fiscal year 1994. |
| S 1275 | An Act to facilitate the establishment of community development financial institutions, to provide consumer protections for high cost mortgages, to encourage investment in and lending to small businesses, to improve the regulation of depository institutions, and for other purposes. |
| Bill | Title |
|---|
| H R 3040 | To provide a program of Federal supplemental compensation, and for other purposes. |
| H R 3768 | To require the least-cost resolution of insured depository institutions, to improve supervision and examinations, to provide additional resources to the Bank Insurance Fund, and for other purposes. |
| H R 4210 | To amend the Internal Revenue Code of 1986 to provide incentives for increased economic growth and to provide tax relief for families. |
| H R 5100 | To strengthen the international trade position of the United States. |
| H R 5260 | To extend the emergency unemployment compensation program, to revise the trigger provisions contained in the extended unemployment compensation program, and for other purposes. |
| H R 991 | To extend the expiration date of the Defense Production Act of 1950, and for other purposes. |
| S 1699 | A bill to prevent false and misleading statements in connection with offerings of government securities. |
| S 2733 | An original bill to improve the regulation of Government-sponsored enterprises. |
| S 347 | A bill to amend the Defense Production Act of 1950 to revitalize the defense industrial base of the United States, and for other purposes. |
| S 543 | An Act to reform Federal deposit insurance, protect the deposit insurance funds, recapitalize the Bank Insurance Fund, improve supervision and regulation of insured depository institutions, and for other purposes. |
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