Category: Investment advisers

Bills

109th Congress

Bill	Title
H R 2830	To amend the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 1986 to reform the pension funding rules, and for other purposes.
H R 2990	To improve ratings quality by fostering competition, transparency, and accountability in the credit rating agency industry.
H R 458	An act to prevent the sale of abusive insurance and investment products tomilitary personnel.
S 1783	A bill to amend the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 1986 to reform the pension funding rules, and for other purposes.

108th Congress

Bill	Title
H R 1000	To amend title I of the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 1986 to provide additional protections to participants and beneficiaries in individual account plans from excessive investment in employer securities and to promote the provision of retirement investment advice to workers managing their retirement income assets.
H R 1375	To provide regulatory relief and improve productivity for insured depository institutions, and for other purposes.
H R 2420	To improve transparency relating to the fees and costs that mutual fund investors incur and to improve corporate governance of mutual funds.
H R 4520	To amend the Internal Revenue Code of 1986 to remove impediments in such Code and make our manufacturing, service, and high-technology businesses and workers more competitive and productive both at home and abroad.
H R 5011	To prevent the sale of abusive insurance and investment products to military personnel.

107th Congress

Bill	Title
H R 1408	To safeguard the public from fraud in the financial services industry, to streamline and facilitate the antifraud information-sharing efforts of Federal and State regulators, and for other purposes.
H R 3763	To protect investors by improving the accuracy and reliability of corporate disclosures made pursuant to the securities laws, and for other purposes.
H R 7	To provide incentives for charitable contributions by individuals and businesses, to improve the effectiveness and efficiency of government program delivery to individuals and families in need, and to enhance the ability of low-income Americans to gain financial security by building assets.
S 2673	An original bill to improve quality and transparency in financial reporting and independent audits and accounting services for public companies, to create a Public Company Accounting Oversight Board, to enhance the standard setting process for accounting practices, to strengthen the independence of firms that audit public companies, to increase corporate responsibility and the usefulness of corporate financial disclosure, to protect the objectivity and independence of securities analysts, to improve Securities and Exchange Commission resources and oversight, and for other purposes.

106th Congress

Bill	Title
H R 10	To enhance competition in the financial services industry by providing a prudential framework for the affiliation of banks, securities firms, and other financial service providers, and for other purposes.
S 900	An Act to enhance competition in the financial services industry by providing a prudential framework for the affiliation of banks, securities firms, and other financial service providers, and for other purposes.

105th Congress

Bill	Title
H R 10	To enhance competition in the financial services industry by providing a prudential framework for the affiliation of banks, securities firms, and other financial service providers, and for other purposes.

104th Congress

Bill	Title
H R 2519	To facilitate contributions to charitable organizations by codifying certain exemptions from the Federal securities laws, and for other purposes.
H R 3005	To amend the Federal securities laws in order to promote efficiency and capital formation in the financial markets, and to amend the Investment Company Act of 1940 to promote more efficient management of mutual funds, protect investors, and provide more effective and less burdensome regulation.

103rd Congress

Bill	Title
H R 2519	Making appropriations for the Departments of Commerce, Justice, and State, the Judiciary, and related agencies for the fiscal year ending September 30, 1994, and for other purposes.
H R 3474	To reduce administrative requirements for insured depository institutions to the extent consistent with safe and sound banking practices, to facilitate the establishment of community development financial institutions, and for other purposes.
H R 4603	Making appropriations for the Departments of Commerce, Justice, and State, the Judiciary, and related agencies programs for the fiscal year ending September 30, 1995, and making supplemental appropriations for these departments and agencies for the fiscal year ending September 30, 1994, and for other purposes.
H R 868	To strengthen the authority of the Federal Trade Commission to protect consumers in connection with sales made with a telephone, and for other purposes.
S 1275	An Act to facilitate the establishment of community development financial institutions, to provide consumer protections for high cost mortgages, to encourage investment in and lending to small businesses, to improve the regulation of depository institutions, and for other purposes.

102nd Congress

Bill	Title
H R 991	To extend the expiration date of the Defense Production Act of 1950, and for other purposes.
S 347	A bill to amend the Defense Production Act of 1950 to revitalize the defense industrial base of the United States, and for other purposes.