Category: Securities industry
Bills
| Bill | Title |
|---|
| H R 458 |
An act to prevent the sale of abusive insurance and investment products tomilitary personnel. |
| Bill | Title |
|---|
| H R 2420 |
To improve transparency relating to the fees and costs that mutual fund investors incur and to improve corporate governance of mutual funds. |
| H R 5011 |
To prevent the sale of abusive insurance and investment products to military personnel. |
| Bill | Title |
|---|
| H R 1408 |
To safeguard the public from fraud in the financial services industry, to streamline and facilitate the antifraud information-sharing efforts of Federal and State regulators, and for other purposes. |
| H R 3763 |
To protect investors by improving the accuracy and reliability of corporate disclosures made pursuant to the securities laws, and for other purposes. |
| S 2673 |
An original bill to improve quality and transparency in financial reporting and independent audits and accounting services for public companies, to create a Public Company Accounting Oversight Board, to enhance the standard setting process for accounting practices, to strengthen the independence of firms that audit public companies, to increase corporate responsibility and the usefulness of corporate financial disclosure, to protect the objectivity and independence of securities analysts, to improve Securities and Exchange Commission resources and oversight, and for other purposes. |
| Bill | Title |
|---|
| H R 10 |
To enhance competition in the financial services industry by providing a prudential framework for the affiliation of banks, securities firms, and other financial service providers, and for other purposes. |
| H R 1400 |
To amend the Securities Exchange Act of 1934 to improve collection and dissemination of information concerning bond prices and to improve price competition in bond markets, and for other purposes. |
| H R 1714 |
To facilitate the use of electronic records and signatures in interstate or foreign commerce. |
| H R 833 |
To amend title 11 of the United States Code, and for other purposes. |
| S 625 |
A bill to amend title 11, United States Code, and for other purposes. |
| S 761 |
A bill to regulate interstate commerce by electronic means by permitting and encouraging the continued expansion of electronic commerce through the operation of free market forces, and for other purposes. |
| S 900 |
An Act to enhance competition in the financial services industry by providing a prudential framework for the affiliation of banks, securities firms, and other financial service providers, and for other purposes. |
| Bill | Title |
|---|
| H R 10 |
To enhance competition in the financial services industry by providing a prudential framework for the affiliation of banks, securities firms, and other financial service providers, and for other purposes. |
| H R 1689 |
To amend the Securities Act of 1933 and the Securities Exchange Act of 1934 to limit the conduct of securities class actions under State law, and for other purposes. |
| H R 2014 |
To provide for reconciliation pursuant to subsections (b)(2) and (d) of section 105 of the concurrent resolution on the budget for fiscal year 1998. |
| H R 2676 |
To amend the Internal Revenue Code of 1986 to restructure and reform the Internal Revenue Service, and for other purposes. |
| H R 3150 |
To amend title 11 of the United States Code, and for other purposes. |
| H R 4328 |
Making omnibus consolidated and emergency appropriations for the fiscal year ending September 30, 1999, and for other purposes. |
| H R 4579 |
To provide tax relief for individuals, families, and farming and other small businesses, to provide tax incentives for education, to extend certain expiring provisions, and for other purposes. |
| S 1260 |
A bill to amend the Securities Act of 1933 and the Securities Exchange Act of 1934 to limit the conduct of securities class actions under State law, and for other purposes. |
| S 1301 |
A bill to amend title 11, United States Code, to provide for consumer bankruptcy protection, and for other purposes. |
| S 2334 |
An original bill making appropriations for foreign operations, export financing, and related programs for the fiscal year ending September 30, 1999, and for other purposes. |
| S 949 |
An original bill to provide revenue reconciliation pursuant to section 104(b) of the concurrent resolution on the budget for fiscal year 1998. |
| Bill | Title |
|---|
| H R 1058 |
An Act to amend the Federal securities laws to curb certain abusive practices in private securites litigation, and for other purposes. |
| H R 2519 |
To facilitate contributions to charitable organizations by codifying certain exemptions from the Federal securities laws, and for other purposes. |
| H R 3005 |
To amend the Federal securities laws in order to promote efficiency and capital formation in the financial markets, and to amend the Investment Company Act of 1940 to promote more efficient management of mutual funds, protect investors, and provide more effective and less burdensome regulation. |
| H R 3610 |
Making appropriations for the Department of Defense for the fiscal year ending September 30, 1997, and for other purposes. |
| H R 4278 |
Making omnibus consolidated appropriations for the fiscal year ending September 30, 1997, and for other purposes. |
| S 240 |
A bill to amend the Securities Exchange Act of 1934 to establish a filing deadline and to provide certain safeguards to ensure that the interests of investors are well protected under the implied private action provisions of the Act. |
| Bill | Title |
|---|
| H R 2264 |
To provide for reconciliation pursuant to section 7 of the concurrent resolution on the budget for fiscal year 1994. |
| H R 3474 |
To reduce administrative requirements for insured depository institutions to the extent consistent with safe and sound banking practices, to facilitate the establishment of community development financial institutions, and for other purposes. |
| S 1134 |
An original bill to provide for reconciliation pursuant to section 7 of the concurrent resolution on the budget for fiscal year 1994. |
| S 1275 |
An Act to facilitate the establishment of community development financial institutions, to provide consumer protections for high cost mortgages, to encourage investment in and lending to small businesses, to improve the regulation of depository institutions, and for other purposes. |
| Bill | Title |
|---|
| H R 3768 |
To require the least-cost resolution of insured depository institutions, to improve supervision and examinations, to provide additional resources to the Bank Insurance Fund, and for other purposes. |
| H R 707 |
To improve the regulation of futures trading, authorize appropriations for the Commodity Futures Trading Commission, and for other purposes. |
| H R 991 |
To extend the expiration date of the Defense Production Act of 1950, and for other purposes. |
| S 207 |
A bill to amend the Commodity Exchange Act to authorize appropriations for and enhance the effectiveness of the Commodity Futures Trading Commission, to curb abuses in the making of trades and the execution of orders at designated contract markets, to provide greater representation of the public interest in the governance of such contract markets, to enhance the integrity of the United States financial markets by providing for Federal oversight of margins on stock index futures, clarifying jurisdiction over innovative financial products and providing mechanisms for addressing intermarket issues, and for other purposes. |
| S 347 |
A bill to amend the Defense Production Act of 1950 to revitalize the defense industrial base of the United States, and for other purposes. |
| S 543 |
An Act to reform Federal deposit insurance, protect the deposit insurance funds, recapitalize the Bank Insurance Fund, improve supervision and regulation of insured depository institutions, and for other purposes. |
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