The U.S. Congress Votes Database

Category: Securities regulation

Bills

109th Congress

BillTitle
H R 1461 To reform the regulation of certain housing-related Government-sponsored enterprises, and for other purposes.
H R 2862 An Act making appropriations for the Departments of Commerce and Justice, Science, and related agencies, for the fiscal year ending September 30, 2006, and for other purposes.
H R 2990 To improve ratings quality by fostering competition, transparency, and accountability in the credit rating agency industry.
H R 3505 To provide regulatory relief and improve productivity for insured depository institutions, and for other purposes.
H R 458 An act to prevent the sale of abusive insurance and investment products tomilitary personnel.
S 256 A bill to amend title 11 of the United States Code, and for other purposes.

108th Congress

BillTitle
H J RES 1 Making further continuing appropriations for the fiscal year 2003, and for other purposes.
H J RES 2 Joint Resolution making consolidated appropriations for the fiscal year ending September 30, 2003, and for other purposes.
H J RES 73 Making further continuing appropriations for the fiscal year 2004, and for other purposes.
H R 10 To provide for reform of the intelligence community, terrorism prevention and prosecution, border security, and international cooperation and coordination, and for other purposes.
H R 1000 To amend title I of the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 1986 to provide additional protections to participants and beneficiaries in individual account plans from excessive investment in employer securities and to promote the provision of retirement investment advice to workers managing their retirement income assets.
H R 1375 To provide regulatory relief and improve productivity for insured depository institutions, and for other purposes.
H R 1533 To amend the securities laws to permit church pension plans to be invested in collective trusts.
H R 2143 To prevent the use of certain bank instruments for unlawful Internet gambling, and for other purposes.
H R 2420 To improve transparency relating to the fees and costs that mutual fund investors incur and to improve corporate governance of mutual funds.
H R 2673 Making appropriations for Agriculture, Rural Development, Food and Drug Administration, and Related Agencies for the fiscal year ending September 30, 2004, and for other purposes.
H R 2799 Making appropriations for the Departments of Commerce, Justice, and State, the Judiciary, and related agencies for the fiscal year ending September 30, 2004, and for other purposes.
H R 4754 Making appropriations for the Departments of Commerce, Justice, and State, the Judiciary, and related agencies for the fiscal year ending September 30, 2005, and for other purposes.
H R 4818 Making appropriations for foreign operations, export financing, and related programs for the fiscal year ending September 30, 2005, and for other purposes.
H R 5011 To prevent the sale of abusive insurance and investment products to military personnel.
H R 658 To provide for the protection of investors, increase confidence in the capital markets system, and fully implement the Sarbanes-Oxley Act of 2002 by streamlining the hiring process for certain employment positions in the Securities and Exchange Commission.
H R 975 To amend title 11 of the United States Code, and for other purposes.
S 2845 A bill to reform the intelligence community and the intelligence and intelligence-related activities of the United States Government, and for other purposes.

107th Congress

BillTitle
H J RES 65 Making continuing appropriations for the fiscal year 2002, and for other purposes.
H J RES 70 Making further continuing appropriations for the fiscal year 2002, and for other purposes.
H R 1088 To amend the Securities Exchange Act of 1934 to reduce fees collected by the Securities and Exchange Commission, and for other purposes.
H R 1408 To safeguard the public from fraud in the financial services industry, to streamline and facilitate the antifraud information-sharing efforts of Federal and State regulators, and for other purposes.
H R 2052 To facilitate famine relief efforts and a comprehensive solution to the war in Sudan.
H R 2500 Making appropriations for the Departments of Commerce, Justice, and State, the Judiciary, and related agencies for the fiscal year ending September 30, 2002, and for other purposes.
H R 3004 To combat the financing of terrorism and other financial crimes, and for other purposes.
H R 3162 To deter and punish terrorist acts in the United States and around the world, to enhance law enforcement investigatory tools, and for other purposes.
H R 333 To amend title 11, United States Code, and for other purposes.
H R 3762 To amend title I of the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 1986 to provide additional protections to participants and beneficiaries in individual account plans from excessive investment in employer securities and to promote the provision of retirement investment advice to workers managing their retirement income assets, and to amend the Securities Exchange Act of 1934 to prohibit insider trades during any suspension of the ability of plan participants or beneficiaries to direct investment away from equity securities of the plan sponsor.
H R 3763 To protect investors by improving the accuracy and reliability of corporate disclosures made pursuant to the securities laws, and for other purposes.
H R 3764 To authorize appropriations for the Securities and Exchange Commission.
H R 4775 Making supplemental appropriations for the fiscal year ending September 30, 2002, and for other purposes.
H R 5118 To provide for enhanced penalties for accounting and auditing improprieties at publicly traded companies, and for other purposes.
S 1510 A bill to deter and punish terrorist acts in the United States and around the world, to enhance law enforcement investigatory tools, and for other purposes.
S 2673 An original bill to improve quality and transparency in financial reporting and independent audits and accounting services for public companies, to create a Public Company Accounting Oversight Board, to enhance the standard setting process for accounting practices, to strengthen the independence of firms that audit public companies, to increase corporate responsibility and the usefulness of corporate financial disclosure, to protect the objectivity and independence of securities analysts, to improve Securities and Exchange Commission resources and oversight, and for other purposes.
S 420 An original bill to amend title 11, United States Code, and for other purposes.

106th Congress

BillTitle
H R 10 To enhance competition in the financial services industry by providing a prudential framework for the affiliation of banks, securities firms, and other financial service providers, and for other purposes.
H R 1400 To amend the Securities Exchange Act of 1934 to improve collection and dissemination of information concerning bond prices and to improve price competition in bond markets, and for other purposes.
H R 1555 To authorize appropriations for fiscal year 2000 for intelligence and intelligence-related activities of the United States Government, the Community Management Account, and the Central Intelligence Agency Retirement and Disability System, and for other purposes.
H R 1714 To facilitate the use of electronic records and signatures in interstate or foreign commerce.
H R 2415 To enhance security of United States missions and personnel overseas, to authorize appropriations for the Department of State for fiscal year 2000, and for other purposes.
H R 2670 Making appropriations for the Departments of Commerce, Justice, and State, the Judiciary, and related agencies for the fiscal year ending September 30, 2000, and for other purposes.
H R 3164 To provide for the imposition of economic sanctions on certain foreign persons engaging in, or otherwise involved in, international narcotics trafficking.
H R 3194 Making consolidated appropriations for the fiscal year ending September 30, 2000, and for other purposes.
H R 4577 Making appropriations for the Departments of Labor, Health and Human Services, and Education, and related agencies for the fiscal year ending September 30, 2001, and for other purposes.
H R 4690 Making appropriations for the Departments of Commerce, Justice, and State, the Judiciary, and related agencies for the fiscal year ending September 30, 2001, and for other purposes.
H R 4942 Making appropriations for the government of the District of Columbia and other activities chargeable in whole or in part against the revenues of said District for the fiscal year ending September 30, 2001, and for other purposes.
H R 775 To establish certain procedures for civil actions brought for damages relating to the failure of any device or system to process or otherwise deal with the transition from the year 1999 to the year 2000, and for other purposes.
H R 833 To amend title 11 of the United States Code, and for other purposes.
S 625 A bill to amend title 11, United States Code, and for other purposes.
S 761 A bill to regulate interstate commerce by electronic means by permitting and encouraging the continued expansion of electronic commerce through the operation of free market forces, and for other purposes.
S 900 An Act to enhance competition in the financial services industry by providing a prudential framework for the affiliation of banks, securities firms, and other financial service providers, and for other purposes.

105th Congress

BillTitle
H R 10 To enhance competition in the financial services industry by providing a prudential framework for the affiliation of banks, securities firms, and other financial service providers, and for other purposes.
H R 1262 To authorize appropriations for the Securities and Exchange Commission for fiscal years 1998 and 1999, and for other purposes.
H R 1689 To amend the Securities Act of 1933 and the Securities Exchange Act of 1934 to limit the conduct of securities class actions under State law, and for other purposes.
H R 2267 Making appropriations for the Departments of Commerce, Justice, and State, the Judiciary, and related agencies for the fiscal year ending September 30, 1998, and for other purposes.
H R 2607 An Act making omnibus consolidated appropriations for the fiscal year ending September 30, 1998, and for other purposes.
H R 3150 To amend title 11 of the United States Code, and for other purposes.
H R 4276 Making appropriations for the Departments of Commerce, Justice, and State, the Judiciary, and related agencies for the fiscal year ending September 30, 1999, and for other purposes.
H R 4328 Making omnibus consolidated and emergency appropriations for the fiscal year ending September 30, 1999, and for other purposes.
S 1022 An original bill making appropriations for the Departments of Commerce, Justice, and State, the Judiciary, and related agencies for the fiscal year ending September 30, 1998, and for other purposes.
S 1260 A bill to amend the Securities Act of 1933 and the Securities Exchange Act of 1934 to limit the conduct of securities class actions under State law, and for other purposes.
S 2260 An original bill making appropriations for the Departments of Commerce, Justice, and State, the Judiciary, and related agencies for the fiscal year ending September 30, 1999, and for other purposes.

104th Congress

BillTitle
H J RES 115 Making further continuing appropriations for the fiscal year 1996, and for other purposes.
H J RES 122 Making further continuing appropriations for the fiscal year 1996, and for other purposes.
H J RES 123 Making further continuing appropriations for the fiscal year 1996, and for other purposes.
H R 1058 An Act to amend the Federal securities laws to curb certain abusive practices in private securites litigation, and for other purposes.
H R 2076 Making appropriations for the Departments of Commerce, Justice, and State, the Judiciary, and related agencies for the fiscal year ending September 30, 1996, and for other purposes.
H R 2491 To provide for reconciliation pursuant to section 105 of the concurrent resolution on the budget for fiscal year 1996.
H R 2519 To facilitate contributions to charitable organizations by codifying certain exemptions from the Federal securities laws, and for other purposes.
H R 3005 To amend the Federal securities laws in order to promote efficiency and capital formation in the financial markets, and to amend the Investment Company Act of 1940 to promote more efficient management of mutual funds, protect investors, and provide more effective and less burdensome regulation.
H R 3019 Making appropriations for fiscal year 1996 to make a further downpayment toward a balanced budget, and for other purposes.
H R 3814 Making appropriations for the Departments of Commerce, Justice, and State, the Judiciary, and related agencies for the fiscal year ending September 30, 1997, and for other purposes.
H R 450 To ensure economy and efficiency of Federal Government operations by establishing a moratorium on regulatory rulemaking actions, and for other purposes.
S 1357 An original bill to provide for reconciliation pursuant to section 105 of the concurrent resolution on the budget for fiscal year 1996.
S 219 A bill to ensure economy and efficiency of Federal Government operations by establishig a moratorium on regulatory rulemaking actions, and for other purposes.
S 240 A bill to amend the Securities Exchange Act of 1934 to establish a filing deadline and to provide certain safeguards to ensure that the interests of investors are well protected under the implied private action provisions of the Act.
S 652 An original bill to provide for a pro-competitive, de-regulatory national policy framework designed to accelerate rapidly private sector deployment of advanced telecommunications and information technologies and services to all Americans by opening all telecommunications markets to competition, and for other purposes.

103rd Congress

BillTitle
H R 2519 Making appropriations for the Departments of Commerce, Justice, and State, the Judiciary, and related agencies for the fiscal year ending September 30, 1994, and for other purposes.
H R 3474 To reduce administrative requirements for insured depository institutions to the extent consistent with safe and sound banking practices, to facilitate the establishment of community development financial institutions, and for other purposes.
H R 4603 Making appropriations for the Departments of Commerce, Justice, and State, the Judiciary, and related agencies programs for the fiscal year ending September 30, 1995, and making supplemental appropriations for these departments and agencies for the fiscal year ending September 30, 1994, and for other purposes.
H R 617 To amend the Securities Exchange Act of 1934 to protect investors in limited partnerships in rollup transactions, and for other purposes.
H R 868 To strengthen the authority of the Federal Trade Commission to protect consumers in connection with sales made with a telephone, and for other purposes.
S 1275 An Act to facilitate the establishment of community development financial institutions, to provide consumer protections for high cost mortgages, to encourage investment in and lending to small businesses, to improve the regulation of depository institutions, and for other purposes.

102nd Congress

BillTitle
H R 2094 To require the least-cost resolution of insured depository institutions, to improve supervision and examinations, to provide additional resources to the Bank Insurance Fund, and for other purposes.
H R 2608 Making appropriations for the Departments of Commerce, Justice, and State, the Judiciary, and related agencies for the fiscal year ending September 30, 1992, and for other purposes.
H R 3371 To control and prevent crime.
H R 5678 Making appropriations for the Departments of Commerce, Justice, and State, and the Judiciary, and related agencies for the fiscal year ending September 30, 1993, and for other purposes.
H R 6 To reform the deposit insurance system to enforce the congressionally established limits on the amounts of deposit insurance, and for other purposes.
H R 707 To improve the regulation of futures trading, authorize appropriations for the Commodity Futures Trading Commission, and for other purposes.
H R 991 To extend the expiration date of the Defense Production Act of 1950, and for other purposes.
S 1241 A bill to control and reduce violent crime.
S 2166 A bill to reduce the Nation's dependence on imported oil, to provide for the energy security of the Nation, and for other purposes.
S 2733 An original bill to improve the regulation of Government-sponsored enterprises.
S 347 A bill to amend the Defense Production Act of 1950 to revitalize the defense industrial base of the United States, and for other purposes.
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